Unclaimed Profile

Cynthia Marshall Derso

PROACTIVE WEALTH STRATEGIES, LLC·MARIETTA, Georgia

SIE, Series 6, Series 7, Series 62, Series 63, Series 65Clean record20 years registeredPROACTIVE WEALTH STRATEGIES, LLC

533 JOHNSON FERRY ROAD BLDG. C, MARIETTA, GA 30068CRD# 4146436Firm CRD# 318872

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cynthia Marshall Derso · MARIETTA, GA

Registration

CRD #4146436 · PROACTIVE WEALTH STRATEGIES, LLC · 20 years registered

Brand Profile

Not yet started

Career History

PROACTIVE WEALTH STRATEGIES, LLC

Apr 2022 – present

LPL FINANCIAL LLC

Feb 2018 – Jun 2022

MARIETTA, GA

INVEST FINANCIAL CORPORATION

May 2011 – Feb 2018

MARIETTA, GA

PROACTIVE WEALTH STRATEGIES, LLC

Jan 2010 – Jul 2011

MARIETTA, GA

PROACTIVE WEALTH STRATEGIES, LLC

Aug 2007 – Dec 2009

MARIETTA, GA

TRIAD ADVISORS, INC.

Mar 2007 – Aug 2007

MARIETTA, GA

1717 CAPITAL MANAGEMENT COMPANY

Mar 2006 – Mar 2007

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 62

Series 63

Series 65

Registration record

First registered · March 13, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROACTIVE WEALTH STRATEGIES, LLC

CRD 318872 · SEC 801-123491

AUM

$224M

Regulatory assets under management

Employees

872 client accounts

Services offered by PROACTIVE WEALTH STRATEGIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROACTIVE WEALTH STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Cynthia Marshall Derso offer?

Cynthia Marshall Derso specializes in Financial Planning, Investment Management. Contact their office in MARIETTA, Georgia for a consultation.

What are Cynthia Marshall Derso's credentials?

Cynthia Marshall Derso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cynthia Marshall Derso located?

Cynthia Marshall Derso is based in MARIETTA, Georgia, working with PROACTIVE WEALTH STRATEGIES, LLC. Their office serves clients in the MARIETTA metropolitan area and surrounding communities.

How does Cynthia Marshall Derso charge for services?

Cynthia Marshall Derso's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROACTIVE WEALTH STRATEGIES, LLC?

PROACTIVE WEALTH STRATEGIES, LLC has approximately 5 employees and manages $224M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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