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Wendy K Paxton

INVESTMENT PLANNING ADVISORS·CUMMING, Georgia
Clean recordINVESTMENT PLANNING ADVISORS
327 DAHLONEGA STREET, SUITE 503, CUMMING, GA 30040CRD# 5411229Firm CRD# 299212

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wendy K Paxton · CUMMING, GA
Registration
CRD #5411229 · INVESTMENT PLANNING ADVISORS
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Wendy K Paxton is a registered financial advisor based in CUMMING, Georgia, affiliated with INVESTMENT PLANNING ADVISORS. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
INVESTMENT PLANNING ADVISORS
INVESTMENT PLANNING ADVISORS
AUM
$240M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at INVESTMENT PLANNING ADVISORS →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5411229
Firm CRD# 299212
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Wendy K Paxton offer?
Wendy K Paxton specializes in Financial Planning, Investment Management. Contact their office in CUMMING, Georgia for a consultation.
What are Wendy K Paxton's credentials?
Wendy K Paxton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wendy K Paxton located?
Wendy K Paxton is based in CUMMING, Georgia, working with INVESTMENT PLANNING ADVISORS. Their office serves clients in the CUMMING metropolitan area and surrounding communities.
How does Wendy K Paxton charge for services?
Wendy K Paxton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INVESTMENT PLANNING ADVISORS?
INVESTMENT PLANNING ADVISORS has approximately 8 employees and manages $240M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at INVESTMENT PLANNING ADVISORS

Patrick Sturmer Paxton
CUMMING, GA

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Nearby cities in Georgia
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Research
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