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Patrick Sturmer Paxton

INVESTMENT PLANNING ADVISORS·CUMMING, Georgia
SIE, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredINVESTMENT PLANNING ADVISORS
327 DAHLONEGA STREET, SUITE 503, CUMMING, GA 30040CRD# 1128118Firm CRD# 299212

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Patrick Sturmer Paxton · CUMMING, GA
Registration
CRD #1128118 · INVESTMENT PLANNING ADVISORS · 23 years registered
Brand Profile
Not yet started
01

Career History

TRUFP
Jan 2019 – present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Jan 2011 – Dec 2018
CUMMING, GA
MONEY CONCEPTS CAPITAL CORP
Jun 2005 – Dec 2010
CUMMING, GA
ESI FINANCIAL ADVISORS
Dec 2003 – Jul 2005
CUMMING, GA
VERAVEST INVESTMENT ADVISORS, INC.
May 2003 – Nov 2003
ATLANTA, GA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · May 2, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
INVESTMENT PLANNING ADVISORS
CRD 299212 · SEC 801-117561
AUM
$240M
Regulatory assets under management
Employees
8
2,029 client accounts
Services offered by INVESTMENT PLANNING ADVISORS
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at INVESTMENT PLANNING ADVISORS →
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05

Frequently Asked Questions

What services does Patrick Sturmer Paxton offer?
Patrick Sturmer Paxton specializes in Financial Planning, Investment Management. Contact their office in CUMMING, Georgia for a consultation.
What are Patrick Sturmer Paxton's credentials?
Patrick Sturmer Paxton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Patrick Sturmer Paxton located?
Patrick Sturmer Paxton is based in CUMMING, Georgia, working with INVESTMENT PLANNING ADVISORS. Their office serves clients in the CUMMING metropolitan area and surrounding communities.
How does Patrick Sturmer Paxton charge for services?
Patrick Sturmer Paxton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INVESTMENT PLANNING ADVISORS?
INVESTMENT PLANNING ADVISORS has approximately 8 employees and manages $240M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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