AdvisorOS Directory
Claim Profile
Unclaimed Profile
JS

Joseph Michael Sroka

NOVAPOINT CAPITAL LLC·ATLANTA, Georgia
Series 7, Series 63Clean record12 years registeredNOVAPOINT CAPITAL LLC
1175 PEACHTREE ST NE, ATLANTA, GA 30361CRD# 2281069Firm CRD# 173663

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Michael Sroka · ATLANTA, GA
Registration
CRD #2281069 · NOVAPOINT CAPITAL LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

NOVAPOINT CAPITAL LLC
Jun 2015 – present
SPECTRUM ADVISORY SERVICES INC.
Jul 2014 – Nov 2015
ATLANTA, GA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · July 14, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NOVAPOINT CAPITAL LLC
CRD 173663 · SEC 801-116881
AUM
$384M
Regulatory assets under management
Employees
6
704 client accounts
Services offered by NOVAPOINT CAPITAL LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NOVAPOINT CAPITAL LLC →
Introduction

Speak with Joseph

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joseph is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ATLANTA?

Browse all registered financial advisors in ATLANTA, Georgia or claim this profile if it's yours.

Browse ATLANTA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Joseph Michael Sroka offer?
Joseph Michael Sroka specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.
What are Joseph Michael Sroka's credentials?
Joseph Michael Sroka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Michael Sroka located?
Joseph Michael Sroka is based in ATLANTA, Georgia, working with NOVAPOINT CAPITAL LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.
How does Joseph Michael Sroka charge for services?
Joseph Michael Sroka's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NOVAPOINT CAPITAL LLC?
NOVAPOINT CAPITAL LLC has approximately 6 employees and manages $384M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at NOVAPOINT CAPITAL LLC

Alan John Conner
ATLANTA, GA

More Advisors in ATLANTA, Georgia

Leslie Walden Uddin
AON RETIREMENT PLAN ADVISORS, LLC·ATLANTA, GA
Charles Michael Phillips
SAGE CAPITAL HOLDINGS, LLC·ATLANTA, GA
Helen Howard Prater
FSC SECURITIES CORPORATION·ATLANTA, GA
Lee Antony Jerrum
SAGE CAPITAL HOLDINGS, LLC·ATLANTA, GA
Matthew Adam Schlueter
OSAIC ADVISORY SERVICES, LLC·ATLANTA, GA
Adam Brett Simon
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC·ATLANTA, GA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Georgia
ALPHARETTA (101)MARIETTA (43)ROSWELL (29)DULUTH (28)COLUMBUS (22)ATHENS (22)THOMASVILLE (21)AUGUSTA (19)SAVANNAH (17)NORCROSS (17)
City Guides
ALPHARETTA GuideMARIETTA GuideROSWELL GuideDULUTH GuideCOLUMBUS Guide
Research
Advisor Fees in GeorgiaNational Fee Analysis
Request removal of this profile