Unclaimed Profile

Alan John Conner

NOVAPOINT CAPITAL LLC·ATLANTA, Georgia

Series 7, Series 63, Series 65Clean record14 years registeredNOVAPOINT CAPITAL LLC

1175 PEACHTREE ST NE, ATLANTA, GA 30361CRD# 1989011Firm CRD# 173663

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan John Conner · ATLANTA, GA

Registration

CRD #1989011 · NOVAPOINT CAPITAL LLC · 14 years registered

Brand Profile

Not yet started

Career History

NOVAPOINT CAPITAL LLC

Jun 2015 – present

SPECTRUM ADVISORY SERVICES INC.

Jul 2012 – Nov 2015

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · July 19, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NOVAPOINT CAPITAL LLC

CRD 173663 · SEC 801-116881

AUM

$384M

Regulatory assets under management

Employees

704 client accounts

Services offered by NOVAPOINT CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NOVAPOINT CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Alan John Conner offer?

Alan John Conner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.

What are Alan John Conner's credentials?

Alan John Conner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan John Conner located?

Alan John Conner is based in ATLANTA, Georgia, working with NOVAPOINT CAPITAL LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Alan John Conner charge for services?

Alan John Conner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVAPOINT CAPITAL LLC?

NOVAPOINT CAPITAL LLC has approximately 6 employees and manages $384M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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