Unclaimed Profile

James Earl Tally

SIGNATUREFD, LLC·ATLANTA, Georgia

Series 7, Series 65, Series 66Clean record24 years registeredSIGNATUREFD, LLC

1230 PEACHTREE STREET, NE, ATLANTA, GA 30309CRD# 4250033Firm CRD# 112758

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Earl Tally · ATLANTA, GA

Registration

CRD #4250033 · SIGNATUREFD, LLC · 24 years registered

Brand Profile

Not yet started

Career History

SIGNATUREFD, LLC

Jan 2013 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2009 – Jul 2012

ATLANTA, GA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Oct 2005 – Oct 2009

ATLANTA, GA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Jul 2003 – Oct 2005

ATLANTA, GA

SUNTRUST SECURITIES, INC.

Jul 2002 – Jul 2003

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · July 15, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIGNATUREFD, LLC

CRD 112758 · SEC 801-60393

AUM

$7.2B

Regulatory assets under management

Employees

108

9,871 client accounts

Services offered by SIGNATUREFD, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SIGNATUREFD, LLC →

Introduction

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Frequently Asked Questions

What services does James Earl Tally offer?

James Earl Tally specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.

What are James Earl Tally's credentials?

James Earl Tally is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Earl Tally located?

James Earl Tally is based in ATLANTA, Georgia, working with SIGNATUREFD, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does James Earl Tally charge for services?

James Earl Tally's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIGNATUREFD, LLC?

SIGNATUREFD, LLC has approximately 108 employees and manages $7.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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