Unclaimed Profile

James Scott Hotham

SUNTRUST ADVISORY SERVICES, INC.·ATLANTA, Georgia

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 31, Series 63, Series 65, Series 66Clean record19 years registeredSUNTRUST ADVISORY SERVICES, INC.

303 PEACHTREE CENTER AVENUE,, ATLANTA, GA 30303CRD# 2084048Firm CRD# 283390

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Scott Hotham · ATLANTA, GA

Registration

CRD #2084048 · SUNTRUST ADVISORY SERVICES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SUNTRUST ADVISORY SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

Mar 2018 – Jun 2021

CHARLOTTE, NC

SUNTRUST ADVISORY SERVICES, INC.

Nov 2016 – Mar 2017

ATLANTA, GA

SUNTRUST INVESTMENT SERVICES, INC.

Nov 2015 – Dec 2016

ATLANTA, GA

CANTOR FITZGERALD WEALTH PARTNERS, LLC

Jun 2014 – Jan 2016

NEW YORK, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2007 – Apr 2013

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 31

Series 63

Series 65

Series 66

Registration record

First registered · February 21, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRUIST ADVISORY SERVICES, INC.

CRD 283390 · SEC 801-107729

AUM

$61.4B

Regulatory assets under management

Employees

2,105

124,201 client accounts

Services offered by TRUIST ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRUIST ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does James Scott Hotham offer?

James Scott Hotham specializes in Financial Planning, Investment Management, Wealth Management.

What are James Scott Hotham's credentials?

James Scott Hotham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Scott Hotham located?

James Scott Hotham is based in ATLANTA, Georgia, last registered with SUNTRUST ADVISORY SERVICES, INC..

How does James Scott Hotham charge for services?

James Scott Hotham's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUNTRUST ADVISORY SERVICES, INC.?

SUNTRUST ADVISORY SERVICES, INC. has approximately 2105 employees and manages $61.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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