Unclaimed Profile

Eric Scott Ruthman

PHASE LINE CAPITAL, LLC·ATLANTA, Georgia

SIE, Series 7, Series 66, Series 99TO12 years registeredPHASE LINE CAPITAL, LLC

4401 NORTHSIDE PKWY, NW, ATLANTA, GA 30327CRD# 6281076Firm CRD# 315116

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Scott Ruthman · ATLANTA, GA

Registration

CRD #6281076 · PHASE LINE CAPITAL, LLC · 12 years registered

Brand Profile

Not yet started

Career History

PHASE LINE CAPITAL, LLC

Jul 2021 – present

LPL FINANCIAL LLC

Aug 2017 – Aug 2021

ATLANTA, GA

EDWARD JONES

Mar 2014 – Aug 2017

WOODSTOCK, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 99TO

Registration record

First registered · March 3, 2014

Years registered · 12

Disclosure History

2025Customer Dispute·Pending

2025Customer Dispute·Settled

2024Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PHASE LINE CAPITAL, LLC

CRD 315116 · SEC 801-121716

AUM

$34M

Regulatory assets under management

Employees

345 client accounts

Services offered by PHASE LINE CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PHASE LINE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Eric Scott Ruthman offer?

Eric Scott Ruthman specializes in Financial Planning, Investment Management. Contact their office in ATLANTA, Georgia for a consultation.

What are Eric Scott Ruthman's credentials?

Eric Scott Ruthman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Scott Ruthman located?

Eric Scott Ruthman is based in ATLANTA, Georgia, working with PHASE LINE CAPITAL, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Eric Scott Ruthman charge for services?

Eric Scott Ruthman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHASE LINE CAPITAL, LLC?

PHASE LINE CAPITAL, LLC has approximately 3 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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