Unclaimed Profile

Dwight Earl Mathis

SUNTRUST ADVISORY SERVICES, INC.·ATLANTA, Georgia

SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65CFP24 years registeredSUNTRUST ADVISORY SERVICES, INC.

303 PEACHTREE CENTER AVENUE,, ATLANTA, GA 30303CRD# 3039115Firm CRD# 283390

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dwight Earl Mathis · ATLANTA, GA

Registration

CRD #3039115 · SUNTRUST ADVISORY SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

SVB WEALTH

May 2026 – present

FIRST CITIZENS INVESTOR SERVICES, INC.

Aug 2024 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 2017 – Apr 2024

NEW YORK, NY

SUNTRUST ADVISORY SERVICES, INC.

Sep 2016 – Jun 2017

ATLANTA, GA

SUNTRUST INVESTMENT SERVICES, INC.

Jul 2016 – Dec 2016

ATLANTA, GA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2001 – Jul 2016

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · October 12, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

2005Customer Dispute·Denied

2001Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TRUIST ADVISORY SERVICES, INC.

CRD 283390 · SEC 801-107729

AUM

$61.4B

Regulatory assets under management

Employees

2,105

124,201 client accounts

Services offered by TRUIST ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRUIST ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Dwight Earl Mathis offer?

Dwight Earl Mathis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.

What are Dwight Earl Mathis's credentials?

Dwight Earl Mathis holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Dwight Earl Mathis located?

Dwight Earl Mathis is based in ATLANTA, Georgia, working with SUNTRUST ADVISORY SERVICES, INC.. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Dwight Earl Mathis charge for services?

Dwight Earl Mathis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUNTRUST ADVISORY SERVICES, INC.?

SUNTRUST ADVISORY SERVICES, INC. has approximately 2105 employees and manages $61.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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