Unclaimed Profile

Dorothy Stanton

HA&W WEALTH MANAGEMENT, LLC·ATLANTA, Georgia

SIE, Series 7, Series 9, Series 10, Series 63, Series 66Clean record26 years registeredHA&W WEALTH MANAGEMENT, LLC

5 CONCOURSE PARKWAY, ATLANTA, GA 30328CRD# 1503809Firm CRD# 127333

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dorothy Stanton · ATLANTA, GA

Registration

CRD #1503809 · HA&W WEALTH MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Apr 2014 – present

HA&W WEALTH MANAGEMENT, LLC

Aug 2012 – Apr 2014

ATLANTA, GA

MORGAN STANLEY SMITH BARNEY LLC

Apr 2011 – Oct 2011

ALPHARETTA, GA

OPPENHEIMER & CO. INC.

Sep 2010 – Mar 2011

ATLANTA, GA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – May 2010

ATLANTA, GA

CITIGROUP GLOBAL MARKETS INC.

Apr 2007 – Jun 2009

ATLANTA, GA

CITIGROUP GLOBAL MARKETS INC.

Dec 2003 – Dec 2005

ATLANTA, GA

SALOMON SMITH BARNEY INC.

Feb 2000 – Nov 2002

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · February 17, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APRIO WEALTH MANAGEMENT, LLC

CRD 127333 · SEC 801-63326

AUM

$1.8B

Regulatory assets under management

Employees

2,121 client accounts

Services offered by APRIO WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at APRIO WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Dorothy Stanton offer?

Dorothy Stanton specializes in Financial Planning, Investment Management. Contact their office in ATLANTA, Georgia for a consultation.

What are Dorothy Stanton's credentials?

Dorothy Stanton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dorothy Stanton located?

Dorothy Stanton is based in ATLANTA, Georgia, working with HA&W WEALTH MANAGEMENT, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Dorothy Stanton charge for services?

Dorothy Stanton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HA&W WEALTH MANAGEMENT, LLC?

HA&W WEALTH MANAGEMENT, LLC has approximately 30 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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