Unclaimed Profile

Chris David Rosenthal

MUNICIPAL PORTFOLIO MANAGERS, INC.·ATLANTA, Georgia

SIE, Series 7, Series 6324 years registeredMUNICIPAL PORTFOLIO MANAGERS, INC.

3500 LENOX ROAD NE, ATLANTA, GA 30326CRD# 2049330Firm CRD# 120434

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chris David Rosenthal · ATLANTA, GA

Registration

CRD #2049330 · MUNICIPAL PORTFOLIO MANAGERS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MUNICIPAL PORTFOLIO MANAGERS, INC.

UBS FINANCIAL SERVICES INC.

Jul 2002 – Sep 2016

PEPPER PIKE, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · July 22, 2002

Years registered · 24

Disclosure History

2018Regulatory·Final

2016Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MUNICIPAL PORTFOLIO MANAGERS, INC.

CRD 120434 · SEC 801-61130

AUM

$269M

Regulatory assets under management

Employees

106 client accounts

Services offered by MUNICIPAL PORTFOLIO MANAGERS, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MUNICIPAL PORTFOLIO MANAGERS, INC. →

Introduction

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Frequently Asked Questions

What services does Chris David Rosenthal offer?

Chris David Rosenthal specializes in Investment Management, Fee-Only Advisory.

What are Chris David Rosenthal's credentials?

Chris David Rosenthal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chris David Rosenthal located?

Chris David Rosenthal is based in ATLANTA, Georgia, last registered with MUNICIPAL PORTFOLIO MANAGERS, INC..

How does Chris David Rosenthal charge for services?

Chris David Rosenthal's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MUNICIPAL PORTFOLIO MANAGERS, INC.?

MUNICIPAL PORTFOLIO MANAGERS, INC. has approximately 4 employees and manages $269M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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