Unclaimed Profile

Alexander Carl Gambrell

NICHOLAS HOFFMAN & COMPANY, LLC·ATLANTA, Georgia

Series 3, Series 5, Series 7, Series 8, Series 24, Series 52, Series 53, Series 63, Series 65Clean record22 years registeredNICHOLAS HOFFMAN & COMPANY, LLC

1355 PEACHTREE ST.,STE 1450, ATLANTA, GA 30309CRD# 1270376Firm CRD# 144516

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alexander Carl Gambrell · ATLANTA, GA

Registration

CRD #1270376 · NICHOLAS HOFFMAN & COMPANY, LLC · 22 years registered

Brand Profile

Not yet started

Career History

NICHOLAS HOFFMAN & COMPANY, LLC

Apr 2010 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 2004 – Mar 2009

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 3

Series 5

Series 7

Series 8

Series 24

Series 52

Series 53

Series 63

Series 65

Registration record

First registered · July 26, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NICHOLAS HOFFMAN & COMPANY, LLC

CRD 144516 · SEC 801-68306

AUM

$6.7B

Regulatory assets under management

Employees

2,124 client accounts

Services offered by NICHOLAS HOFFMAN & COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NICHOLAS HOFFMAN & COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Alexander Carl Gambrell offer?

Alexander Carl Gambrell specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.

What are Alexander Carl Gambrell's credentials?

Alexander Carl Gambrell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alexander Carl Gambrell located?

Alexander Carl Gambrell is based in ATLANTA, Georgia, working with NICHOLAS HOFFMAN & COMPANY, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Alexander Carl Gambrell charge for services?

Alexander Carl Gambrell's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NICHOLAS HOFFMAN & COMPANY, LLC?

NICHOLAS HOFFMAN & COMPANY, LLC has approximately 23 employees and manages $6.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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