Unclaimed Profile

Steven E. House

FAMILY WMS, LLC·ATHENS, Georgia

Series 65Clean record13 years registeredFAMILY WMS, LLC

490 N. MILLEDGE AVE, ATHENS, GA 30601CRD# 4784114Firm CRD# 126456

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven E. House · ATHENS, GA

Registration

CRD #4784114 · FAMILY WMS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

FAMILY WMS, LLC

Nov 2012 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 21, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FAMILY WMS, LLC

CRD 126456 · SEC 801-61987

AUM

$585M

Regulatory assets under management

Employees

672 client accounts

Services offered by FAMILY WMS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FAMILY WMS, LLC →

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ATHENS?

Browse all registered financial advisors in ATHENS, Georgia or claim this profile if it's yours.

Browse ATHENS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven E. House offer?

Steven E. House specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ATHENS, Georgia for a consultation.

What are Steven E. House's credentials?

Steven E. House is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven E. House located?

Steven E. House is based in ATHENS, Georgia, working with FAMILY WMS, LLC. Their office serves clients in the ATHENS metropolitan area and surrounding communities.

How does Steven E. House charge for services?

Steven E. House's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FAMILY WMS, LLC?

FAMILY WMS, LLC has approximately 8 employees and manages $585M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →