Unclaimed Profile

Dennis W. Thies

FINANCIAL SOUNDINGS INVESTMENT ADVISOR, LLC·ALPHARETTA, Georgia

Clean recordFINANCIAL SOUNDINGS INVESTMENT ADVISOR, LLC

1121 ALDERMAN DRIVE, ALPHARETTA, GA 30005-5471CRD# 5875760Firm CRD# 146082

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis W. Thies · ALPHARETTA, GA

Registration

CRD #5875760 · FINANCIAL SOUNDINGS INVESTMENT ADVISOR, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Dennis W. Thies is a registered financial advisor based in ALPHARETTA, Georgia, affiliated with FINANCIAL SOUNDINGS INVESTMENT ADVISOR, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

REMOTIV LLC

REMOTIV / FINANCIAL SOUNDINGS

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at REMOTIV LLC →

Services

Publication of periodicals/newsletters

Other

Background

Compensation

Subscription fees

Other: FEES NEGOTIATED WITH AN INVESTMENT ADVISER OR SERVICE PROVIDER

Regulatory

SEC/IARD CRD# 5875760

Firm CRD# 146082

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Dennis W. Thies offer?

Dennis W. Thies is a registered financial advisor in ALPHARETTA, Georgia. Contact their office for details on services offered.

What are Dennis W. Thies's credentials?

Dennis W. Thies is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis W. Thies located?

Dennis W. Thies is based in ALPHARETTA, Georgia, working with FINANCIAL SOUNDINGS INVESTMENT ADVISOR, LLC. Their office serves clients in the ALPHARETTA metropolitan area and surrounding communities.

How does Dennis W. Thies charge for services?

Dennis W. Thies's firm is compensated through subscription fees, other: fees negotiated with an investment adviser or service provider. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL SOUNDINGS INVESTMENT ADVISOR, LLC?

FINANCIAL SOUNDINGS INVESTMENT ADVISOR, LLC has approximately 11 employees. The firm is registered with the SEC as an investment adviser.

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