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James Patrick Wells

WELLS GLOBAL INVESTMENT ADVISERS LLC·WINTER HAVEN, Florida
SIE, Series 7, Series 24, Series 27, Series 63, Series 65, Series 99TOClean record22 years registeredWELLS GLOBAL INVESTMENT ADVISERS LLC
521 WEST CENTRAL AVENUE, WINTER HAVEN, FL 33880CRD# 1534949Firm CRD# 150139

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Patrick Wells · WINTER HAVEN, FL
Registration
CRD #1534949 · WELLS GLOBAL INVESTMENT ADVISERS LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

WELLS GLOBAL INVESTMENT ADVISERS LLC
Sep 2009 – present
WELLS INVESTMENTS, INC.
Nov 2003 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
Series 63
Series 65
Series 99TO
Registration record
First registered · November 26, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WELLS GLOBAL INVESTMENT ADVISERS LLC
CRD 150139 · SEC 801-76875
AUM
$91M
Regulatory assets under management
Employees
3
137 client accounts
Services offered by WELLS GLOBAL INVESTMENT ADVISERS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WELLS GLOBAL INVESTMENT ADVISERS LLC →
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05

Frequently Asked Questions

What services does James Patrick Wells offer?
James Patrick Wells specializes in Financial Planning, Investment Management. Contact their office in WINTER HAVEN, Florida for a consultation.
What are James Patrick Wells's credentials?
James Patrick Wells is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Patrick Wells located?
James Patrick Wells is based in WINTER HAVEN, Florida, working with WELLS GLOBAL INVESTMENT ADVISERS LLC. Their office serves clients in the WINTER HAVEN metropolitan area and surrounding communities.
How does James Patrick Wells charge for services?
James Patrick Wells's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WELLS GLOBAL INVESTMENT ADVISERS LLC?
WELLS GLOBAL INVESTMENT ADVISERS LLC has approximately 3 employees and manages $91M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WELLS GLOBAL INVESTMENT ADVISERS LLC

Patricia Gadecki Wells
WINTER HAVEN, FL
CFP
Clinton Williams
WINTER HAVEN, FL

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