Unclaimed Profile

Brian Stanley Pearce

BRIAN S. PEARCE, INC.·WINTER HAVEN, Florida

SIE, Series 3, Series 7, Series 24, Series 63, Series 6520 years registeredBRIAN S. PEARCE, INC.

56 FOURTH STREET NORTHWEST SUITE 201, WINTER HAVEN, FL 33881CRD# 1334784Firm CRD# 133496

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Stanley Pearce · WINTER HAVEN, FL

Registration

CRD #1334784 · BRIAN S. PEARCE, INC. · 20 years registered

Brand Profile

Not yet started

Career History

AMERITY WEALTH MANAGEMENT, LLC

Jun 2023 – present

THE RETIREMENT GROUP, LLC

Jan 2018 – Aug 2018

Winter Haven, FL

THE RETIREMENT GROUP, LLC

Oct 2013 – Dec 2017

WINTER HAVEN, FL

PEARCE FINANCIAL

Feb 2006 – Dec 2023

WINTER HAVEN, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 7, 2006

Years registered · 20

Disclosure History

2021Customer Dispute·Withdrawn

2021Regulatory·Final

2015Regulatory·Final

2011Customer Dispute·Denied

1994Customer Dispute·Award / Judgment

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRIAN S. PEARCE, INC.

CRD 133496 · SEC 801-63903

AUM

$46M

Regulatory assets under management

Employees

900 client accounts

Services offered by BRIAN S. PEARCE, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIAN S. PEARCE, INC. →

Introduction

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Frequently Asked Questions

What services does Brian Stanley Pearce offer?

Brian Stanley Pearce specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WINTER HAVEN, Florida for a consultation.

What are Brian Stanley Pearce's credentials?

Brian Stanley Pearce is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Stanley Pearce located?

Brian Stanley Pearce is based in WINTER HAVEN, Florida, working with BRIAN S. PEARCE, INC.. Their office serves clients in the WINTER HAVEN metropolitan area and surrounding communities.

How does Brian Stanley Pearce charge for services?

Brian Stanley Pearce's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIAN S. PEARCE, INC.?

BRIAN S. PEARCE, INC. has approximately 1 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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