Unclaimed Profile

Sergio Arturo Mariaca

MARIACA WEALTH MANAGEMENT, LLC·WELLINGTON, Florida

Series 24, Series 7, Series 65, Series 63CFPClean recordMARIACA WEALTH MANAGEMENT, LLC

1200 CORPORATE CENTER WAY, WELLINGTON, FL 33414CRD# 2966227Firm CRD# 164001

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sergio Arturo Mariaca · WELLINGTON, FL

Registration

CRD #2966227 · MARIACA WEALTH MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Sergio Arturo Mariaca is a registered financial advisor based in WELLINGTON, Florida, affiliated with MARIACA WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Fee-Only Advisory

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

MARIACA WEALTH MANAGEMENT, LLC

AUM

$212M

Regulatory assets under management

Employees

Total firm employees

View all advisors at MARIACA WEALTH MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 2966227

Firm CRD# 164001

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Sergio Arturo Mariaca offer?

Sergio Arturo Mariaca specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WELLINGTON, Florida for a consultation.

What are Sergio Arturo Mariaca's credentials?

Sergio Arturo Mariaca holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Sergio Arturo Mariaca located?

Sergio Arturo Mariaca is based in WELLINGTON, Florida, working with MARIACA WEALTH MANAGEMENT, LLC. Their office serves clients in the WELLINGTON metropolitan area and surrounding communities.

How does Sergio Arturo Mariaca charge for services?

Sergio Arturo Mariaca's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARIACA WEALTH MANAGEMENT, LLC?

MARIACA WEALTH MANAGEMENT, LLC has approximately 5 employees and manages $212M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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