Unclaimed Profile

Sergio Arturo Mariaca

MARIACA WEALTH MANAGEMENT, LLC·WELLINGTON, Florida

Series 7, Series 24, Series 63, Series 65CFPClean record23 years registeredMARIACA WEALTH MANAGEMENT, LLC

1200 CORPORATE CENTER WAY, WELLINGTON, FL 33414CRD# 2966227Firm CRD# 164001

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sergio Arturo Mariaca · WELLINGTON, FL

Registration

CRD #2966227 · MARIACA WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

MARIACA WEALTH MANAGEMENT, LLC

Jun 2012 – present

LPL FINANCIAL LLC

Jun 2007 – Aug 2012

LAKE WORTH, FL

RAYMOND JAMES FINANCIAL SERVICES

Feb 2003 – Jun 2007

WEST PALM BEACH, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 14, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARIACA WEALTH MANAGEMENT, LLC

CRD 164001 · SEC 801-107298

AUM

$212M

Regulatory assets under management

Employees

637 client accounts

Services offered by MARIACA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MARIACA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sergio Arturo Mariaca offer?

Sergio Arturo Mariaca specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WELLINGTON, Florida for a consultation.

What are Sergio Arturo Mariaca's credentials?

Sergio Arturo Mariaca holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Sergio Arturo Mariaca located?

Sergio Arturo Mariaca is based in WELLINGTON, Florida, working with MARIACA WEALTH MANAGEMENT, LLC. Their office serves clients in the WELLINGTON metropolitan area and surrounding communities.

How does Sergio Arturo Mariaca charge for services?

Sergio Arturo Mariaca's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARIACA WEALTH MANAGEMENT, LLC?

MARIACA WEALTH MANAGEMENT, LLC has approximately 5 employees and manages $212M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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