Unclaimed Profile

Paul Stephen Caron

JONATHAN ROBERTS ADVISORY GROUP, INC.·TAMPA, Florida

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 79TO, Series 82TO, Series 99TOClean record26 years registeredJONATHAN ROBERTS ADVISORY GROUP, INC.

4301 ANCHOR PLAZA PARKWAY, TAMPA, FL 33634CRD# 2451071Firm CRD# 112294

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Stephen Caron · TAMPA, FL

Registration

CRD #2451071 · JONATHAN ROBERTS ADVISORY GROUP, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JONATHAN ROBERTS ADVISORY GROUP, INC.

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Dec 2019 – Feb 2021

ATLANTA, GA

TRUIST ADVISORY SERVICES, INC.

Sep 2016 – Oct 2022

ATLANTA, GA

SUNTRUST INVESTMENT SERVICES, INC.

Jul 2016 – Dec 2016

ATLANTA, GA

J. W. COLE ADVISORS, INC.

Nov 2011 – Jul 2016

TAMPA, FL

WESTPARK CAPITAL, INC.

Sep 2008 – Aug 2010

NEW YORK, NY

RAYMOND JAMES FINANCIAL SERVICES

May 2005 – Aug 2008

ST. PETERSBURG, FL

INVEST FINANCIAL CORPORATION

Jul 2003 – May 2005

TAMPA, FL

INVEST FINANCIAL CORPORATION

Feb 2000 – Aug 2002

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 79TO

Series 82TO

Series 99TO

Registration record

First registered · February 29, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JONATHAN ROBERTS ADVISORY GROUP, INC.

CRD 112294 · SEC 801-60722

AUM

$5.7B

Regulatory assets under management

Employees

512

25,612 client accounts

Services offered by JONATHAN ROBERTS ADVISORY GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JONATHAN ROBERTS ADVISORY GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Paul Stephen Caron offer?

Paul Stephen Caron specializes in Financial Planning, Investment Management, Wealth Management.

What are Paul Stephen Caron's credentials?

Paul Stephen Caron is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Stephen Caron located?

Paul Stephen Caron is based in TAMPA, Florida, last registered with JONATHAN ROBERTS ADVISORY GROUP, INC..

How does Paul Stephen Caron charge for services?

Paul Stephen Caron's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JONATHAN ROBERTS ADVISORY GROUP, INC.?

JONATHAN ROBERTS ADVISORY GROUP, INC. has approximately 512 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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