Unclaimed Profile

John Richard Carlson

JONATHAN ROBERTS ADVISORY GROUP, INC.·TAMPA, Florida

SIE, Series 7, Series 24, Series 27, Series 63, Series 65, Series 99TO25 years registeredJONATHAN ROBERTS ADVISORY GROUP, INC.

4301 ANCHOR PLAZA PARKWAY, TAMPA, FL 33634CRD# 2156089Firm CRD# 112294

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Richard Carlson · TAMPA, FL

Registration

CRD #2156089 · JONATHAN ROBERTS ADVISORY GROUP, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JONATHAN ROBERTS ADVISORY GROUP, INC.

J. W. COLE ADVISORS, INC.

Jan 2001 – Jan 2024

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 63

Series 65

Series 99TO

Registration record

First registered · January 2, 2001

Years registered · 25

Disclosure History

2004Regulatory·Final

2003Customer Dispute·Closed-No Action

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

JONATHAN ROBERTS ADVISORY GROUP, INC.

CRD 112294 · SEC 801-60722

AUM

$5.7B

Regulatory assets under management

Employees

512

25,612 client accounts

Services offered by JONATHAN ROBERTS ADVISORY GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JONATHAN ROBERTS ADVISORY GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does John Richard Carlson offer?

John Richard Carlson specializes in Financial Planning, Investment Management, Wealth Management.

What are John Richard Carlson's credentials?

John Richard Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Richard Carlson located?

John Richard Carlson is based in TAMPA, Florida, last registered with JONATHAN ROBERTS ADVISORY GROUP, INC..

How does John Richard Carlson charge for services?

John Richard Carlson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JONATHAN ROBERTS ADVISORY GROUP, INC.?

JONATHAN ROBERTS ADVISORY GROUP, INC. has approximately 512 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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