Unclaimed Profile

Arthur Floyd Hazen

ASSUREDPARTNERS INVESTMENT ADVISORS, LLC·TAMPA, Florida

SIE, Series 7, Series 24, Series 6621 years registeredASSUREDPARTNERS INVESTMENT ADVISORS, LLC

4600 W. CYPRESS STREET, TAMPA, FL 33607CRD# 4503065Firm CRD# 309550

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arthur Floyd Hazen · TAMPA, FL

Registration

CRD #4503065 · ASSUREDPARTNERS INVESTMENT ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 2013 – present

BPU INVESTMENT MANAGEMENT, INC.

Jun 2008 – Apr 2013

PITTSBURGH, PA

INVEST FINANCIAL CORPORATION

Mar 2006 – Jun 2008

GREENSBURG, PA

CANTELLA & CO., INC.

Sep 2005 – Mar 2006

WEXFORD, PA

CANTELLA & CO., INC.

Aug 2005 – Aug 2005

WEXFORD, PA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Feb 2005 – Aug 2005

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · February 18, 2005

Years registered · 21

Disclosure History

2013Customer Dispute·Withdrawn

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ASSUREDPARTNERS INVESTMENT ADVISORS, LLC

CRD 309550 · SEC 801-117771

AUM

$179M

Regulatory assets under management

Employees

601 client accounts

Services offered by ASSUREDPARTNERS INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ASSUREDPARTNERS INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Arthur Floyd Hazen offer?

Arthur Floyd Hazen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TAMPA, Florida for a consultation.

What are Arthur Floyd Hazen's credentials?

Arthur Floyd Hazen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Arthur Floyd Hazen located?

Arthur Floyd Hazen is based in TAMPA, Florida, working with ASSUREDPARTNERS INVESTMENT ADVISORS, LLC. Their office serves clients in the TAMPA metropolitan area and surrounding communities.

How does Arthur Floyd Hazen charge for services?

Arthur Floyd Hazen's firm is compensated through percentage of aum, hourly charges, subscription fees, other: compensation related to referrals. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASSUREDPARTNERS INVESTMENT ADVISORS, LLC?

ASSUREDPARTNERS INVESTMENT ADVISORS, LLC has approximately 23 employees and manages $179M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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