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Efstratios Michael Serbanos

RAYMOND JAMES & ASSOCIATES, INC.·ST PETERSBURG, Florida
SIE, Series 7, Series 9, Series 10, Series 14, Series 23, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 79TO, Series 86, Series 87Clean recordRAYMOND JAMES & ASSOCIATES, INC.
880 CARILLON PARKWAY, ST PETERSBURG, FL 33716CRD# 2267667Firm CRD# 705

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Efstratios Michael Serbanos · ST PETERSBURG, FL
Registration
CRD #2267667 · RAYMOND JAMES & ASSOCIATES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 14
Series 23
Series 24
Series 52TO
Series 53
Series 55
Series 57TO
Series 63
Series 79TO
Series 86
Series 87
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418
AUM
$433.8B
Regulatory assets under management
Employees
13,966
1,070,028 client accounts
Services offered by RAYMOND JAMES & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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04

Frequently Asked Questions

What services does Efstratios Michael Serbanos offer?
Efstratios Michael Serbanos specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST PETERSBURG, Florida for a consultation.
What are Efstratios Michael Serbanos's credentials?
Efstratios Michael Serbanos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Efstratios Michael Serbanos located?
Efstratios Michael Serbanos is based in ST PETERSBURG, Florida, working with RAYMOND JAMES & ASSOCIATES, INC.. Their office serves clients in the ST PETERSBURG metropolitan area and surrounding communities.
How does Efstratios Michael Serbanos charge for services?
Efstratios Michael Serbanos's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RAYMOND JAMES & ASSOCIATES, INC.?
RAYMOND JAMES & ASSOCIATES, INC. has approximately 13966 employees and manages $433.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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