Unclaimed Profile

William Richard Tomes

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.·PONTE VEDRA BEACH, Florida

SIE, Series 6, Series 7, Series 9, Series 10, Series 63, Series 65CFPClean record21 years registeredTOTAL WEALTH PLANNING AND MANAGEMENT, INC.

816 A1A NORTH, PONTE VEDRA BEACH, FL 32082CRD# 2300545Firm CRD# 166664

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Richard Tomes · PONTE VEDRA BEACH, FL

Registration

CRD #2300545 · TOTAL WEALTH PLANNING AND MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

Jun 2013 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Apr 2012 – Dec 2016

PONTE VERDA BEACH, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2004 – Feb 2012

JACKSONVILLE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · September 1, 2004

Years registered · 21

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

CRD 166664 · SEC 801-113167

AUM

$178M

Regulatory assets under management

Employees

1,207 client accounts

Services offered by TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TOTAL WEALTH PLANNING AND MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does William Richard Tomes offer?

William Richard Tomes specializes in Financial Planning, Investment Management. Contact their office in PONTE VEDRA BEACH, Florida for a consultation.

What are William Richard Tomes's credentials?

William Richard Tomes holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is William Richard Tomes located?

William Richard Tomes is based in PONTE VEDRA BEACH, Florida, working with TOTAL WEALTH PLANNING AND MANAGEMENT, INC.. Their office serves clients in the PONTE VEDRA BEACH metropolitan area and surrounding communities.

How does William Richard Tomes charge for services?

William Richard Tomes's firm is compensated through percentage of aum, hourly charges, subscription fees, other: selection of other advisers fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOTAL WEALTH PLANNING AND MANAGEMENT, INC.?

TOTAL WEALTH PLANNING AND MANAGEMENT, INC. has approximately 9 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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