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William Franklin Moore

MOS CAPITAL, INC·PONTE VEDRA BEACH, Florida
Series 7, Series 63, Series 6522 years registeredMOS CAPITAL, INC
1102 A1A NORTH, PONTE VEDRA BEACH, FL 32082CRD# 1927182Firm CRD# 109612

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Franklin Moore · PONTE VEDRA BEACH, FL
Registration
CRD #1927182 · MOS CAPITAL, INC · 22 years registered
Brand Profile
Not yet started
01

Career History

MOS CAPITAL, INC.
Jan 2004 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · January 14, 2004
Years registered · 22
03

Disclosure History

2002Customer Dispute·Denied
1998Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
MOS CAPITAL, INC
CRD 109612 · SEC 801-108978
AUM
$183M
Regulatory assets under management
Employees
3
332 client accounts
Services offered by MOS CAPITAL, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MOS CAPITAL, INC →
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05

Frequently Asked Questions

What services does William Franklin Moore offer?
William Franklin Moore specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PONTE VEDRA BEACH, Florida for a consultation.
What are William Franklin Moore's credentials?
William Franklin Moore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Franklin Moore located?
William Franklin Moore is based in PONTE VEDRA BEACH, Florida, working with MOS CAPITAL, INC. Their office serves clients in the PONTE VEDRA BEACH metropolitan area and surrounding communities.
How does William Franklin Moore charge for services?
William Franklin Moore's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MOS CAPITAL, INC?
MOS CAPITAL, INC has approximately 3 employees and manages $183M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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