Unclaimed Profile

Spencer J Ogden

DOCK STREET ASSET MANAGEMENT INC·PALM BEACH, Florida

Series 3Clean record5 years registeredDOCK STREET ASSET MANAGEMENT INC

2875 SOUTH OCEAN BLVD, PALM BEACH, FL 33480CRD# 4980134Firm CRD# 111163

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Spencer J Ogden · PALM BEACH, FL

Registration

CRD #4980134 · DOCK STREET ASSET MANAGEMENT INC · 5 years registered

Brand Profile

Not yet started

Career History

DOCK STREET ASSET MANAGEMENT INC

Jan 2021 – present

Registrations & Exams

FINRA examinations passed

Series 3

Registration record

First registered · January 20, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DOCK STREET ASSET MANAGEMENT INC

CRD 111163 · SEC 801-43547

AUM

$733M

Regulatory assets under management

Employees

355 client accounts

Services offered by DOCK STREET ASSET MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DOCK STREET ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Spencer J Ogden offer?

Spencer J Ogden specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PALM BEACH, Florida for a consultation.

What are Spencer J Ogden's credentials?

Spencer J Ogden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Spencer J Ogden located?

Spencer J Ogden is based in PALM BEACH, Florida, working with DOCK STREET ASSET MANAGEMENT INC. Their office serves clients in the PALM BEACH metropolitan area and surrounding communities.

How does Spencer J Ogden charge for services?

Spencer J Ogden's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOCK STREET ASSET MANAGEMENT INC?

DOCK STREET ASSET MANAGEMENT INC has approximately 6 employees and manages $733M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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