Unclaimed Profile

Frank Emmett Shanley

DUDLEY & SHANLEY, INC.·PALM BEACH, Florida

Series 65Clean record14 years registeredDUDLEY & SHANLEY, INC.

205 WORTH AVENUE, PALM BEACH, FL 33480-4618CRD# 4339247Firm CRD# 157515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Emmett Shanley · PALM BEACH, FL

Registration

CRD #4339247 · DUDLEY & SHANLEY, INC. · 14 years registered

Brand Profile

Not yet started

Career History

DUDLEY & SHANLEY, INC.

Jan 2015 – present

DUDLEY & SHANLEY, LLC

Nov 2011 – Dec 2014

RED BANK, NJ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 24, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUDLEY & SHANLEY, INC.

CRD 157515 · SEC 801-72572

AUM

$660M

Regulatory assets under management

Employees

47 client accounts

Services offered by DUDLEY & SHANLEY, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at DUDLEY & SHANLEY, INC. →

Introduction

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Frequently Asked Questions

What services does Frank Emmett Shanley offer?

Frank Emmett Shanley specializes in Investment Management, Retirement Planning. Contact their office in PALM BEACH, Florida for a consultation.

What are Frank Emmett Shanley's credentials?

Frank Emmett Shanley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Emmett Shanley located?

Frank Emmett Shanley is based in PALM BEACH, Florida, working with DUDLEY & SHANLEY, INC.. Their office serves clients in the PALM BEACH metropolitan area and surrounding communities.

How does Frank Emmett Shanley charge for services?

Frank Emmett Shanley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUDLEY & SHANLEY, INC.?

DUDLEY & SHANLEY, INC. has approximately 5 employees and manages $660M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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