Unclaimed Profile

Michael Mark Brokaw

ZEGA FINANCIAL, LLC·PALM BEACH GARDENS, Florida

SIE, Series 3, Series 4, Series 7, Series 24, Series 63, Series 65Clean record9 years registeredZEGA FINANCIAL, LLC

3801 PGA BOULEVARD, PALM BEACH GARDENS, FL 33410CRD# 2755476Firm CRD# 156803

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Mark Brokaw · PALM BEACH GARDENS, FL

Registration

CRD #2755476 · ZEGA FINANCIAL, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ZEGA FINANCIAL, LLC

ZEGA FINANCIAL, LLC

Dec 2016 – Sep 2024

Omaha, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 12, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ZEGA FINANCIAL, LLC

CRD 156803 · SEC 801-78723

AUM

$4.5B

Regulatory assets under management

Employees

36 client accounts

Services offered by ZEGA FINANCIAL, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at ZEGA FINANCIAL, LLC →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PALM BEACH GARDENS?

Browse all registered financial advisors in PALM BEACH GARDENS, Florida or claim this profile if it's yours.

Browse PALM BEACH GARDENS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael Mark Brokaw offer?

Michael Mark Brokaw specializes in Investment Management, Fee-Only Advisory.

What are Michael Mark Brokaw's credentials?

Michael Mark Brokaw is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Mark Brokaw located?

Michael Mark Brokaw is based in PALM BEACH GARDENS, Florida, last registered with ZEGA FINANCIAL, LLC.

How does Michael Mark Brokaw charge for services?

Michael Mark Brokaw's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ZEGA FINANCIAL, LLC?

ZEGA FINANCIAL, LLC has approximately 16 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →