Unclaimed Profile

Thomas Michael Moran

MORAN WEALTH MANAGEMENT, LLC·NAPLES, Florida

SIE, Series 7, Series 63, Series 6542 years registeredMORAN WEALTH MANAGEMENT, LLC

5801 PELICAN BAY BLVD, SUITE 110, NAPLES, FL 34108CRD# 709062Firm CRD# 319208

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Michael Moran · NAPLES, FL

Registration

CRD #709062 · MORAN WEALTH MANAGEMENT, LLC · 42 years registered

Brand Profile

Not yet started

Career History

MORAN WEALTH MANAGEMENT, LLC

Aug 2022 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nov 2018 – Aug 2022

NAPLES, FL

WELLS FARGO CLEARING SERVICES, LLC

Jul 2003 – Nov 2018

NAPLES, FL

PRUDENTIAL SECURITIES INCORPORATED

Apr 1984 – Jul 2003

NAPLES, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · April 17, 1984

Years registered · 42

Disclosure History

2024Customer Dispute·Settled

2000Customer Dispute·Denied

1999Customer Dispute·Denied

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MORAN WEALTH MANAGEMENT, LLC

CRD 319208 · SEC 801-123682

AUM

$4.3B

Regulatory assets under management

Employees

10,644 client accounts

Services offered by MORAN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MORAN WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Michael Moran offer?

Thomas Michael Moran specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NAPLES, Florida for a consultation.

What are Thomas Michael Moran's credentials?

Thomas Michael Moran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Michael Moran located?

Thomas Michael Moran is based in NAPLES, Florida, working with MORAN WEALTH MANAGEMENT, LLC. Their office serves clients in the NAPLES metropolitan area and surrounding communities.

How does Thomas Michael Moran charge for services?

Thomas Michael Moran's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORAN WEALTH MANAGEMENT, LLC?

MORAN WEALTH MANAGEMENT, LLC has approximately 44 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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