Unclaimed Profile

Richard Joseph Calhoun

NAPLES WEALTH PLANNING, LLC·NAPLES, Florida

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 63, Series 6526 years registeredNAPLES WEALTH PLANNING, LLC

1016 COLLIER CENTER WAY, NAPLES, FL 34110CRD# 2322340Firm CRD# 330316

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Joseph Calhoun · NAPLES, FL

Registration

CRD #2322340 · NAPLES WEALTH PLANNING, LLC · 26 years registered

Brand Profile

Not yet started

Career History

NAPLES WEALTH PLANNING

Jul 2024 – present

WELLS FARGO ADVISORS

Oct 2024 – Oct 2025

WILMINGTON, DE

IMPRINT WEALTH LLC

Jun 2024 – Sep 2024

Naples, FL

IMPRINT WEALTH LLC

Apr 2024 – Jun 2024

Naples, FL

LAIDLAW WEALTH MANAGEMENT LLC

Sep 2019 – Mar 2024

NEW YORK, NY

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Feb 2008 – May 2019

BETHESDA, MD

CITIGROUP GLOBAL MARKETS INC.

Jul 2000 – Dec 2007

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · July 5, 2000

Years registered · 26

Disclosure History

1997Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

NAPLES WEALTH PLANNING, LLC

CRD 330316 · SEC 801-129895

AUM

$467M

Regulatory assets under management

Employees

1,077 client accounts

Services offered by NAPLES WEALTH PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NAPLES WEALTH PLANNING, LLC →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NAPLES?

Browse all registered financial advisors in NAPLES, Florida or claim this profile if it's yours.

Browse NAPLES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Joseph Calhoun offer?

Richard Joseph Calhoun specializes in Financial Planning, Investment Management. Contact their office in NAPLES, Florida for a consultation.

What are Richard Joseph Calhoun's credentials?

Richard Joseph Calhoun is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Joseph Calhoun located?

Richard Joseph Calhoun is based in NAPLES, Florida, working with NAPLES WEALTH PLANNING, LLC. Their office serves clients in the NAPLES metropolitan area and surrounding communities.

How does Richard Joseph Calhoun charge for services?

Richard Joseph Calhoun's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NAPLES WEALTH PLANNING, LLC?

NAPLES WEALTH PLANNING, LLC has approximately 15 employees and manages $467M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →