Unclaimed Profile

James R Nici

CAPITAL CONSULTING GROUP, LLC·NAPLES, Florida

SIE, Series 6, Series 7, Series 6615 years registeredCAPITAL CONSULTING GROUP, LLC

787 FIFTH AVENUE SOUTH, NAPLES, FL 34102CRD# 4336536Firm CRD# 141079

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James R Nici · NAPLES, FL

Registration

CRD #4336536 · CAPITAL CONSULTING GROUP, LLC · 15 years registered

Brand Profile

Not yet started

Career History

FINANCIAL TRANSPARENCY

Jul 2018 – present

TRUSTEE EMPOWERMENT & PROTECTION, INC.

May 2011 – Sep 2018

NAPLES, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 66

Registration record

First registered · May 4, 2011

Years registered · 15

Disclosure History

2013Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL CONSULTING GROUP, LLC

CRD 141079 · SEC 801-67934

AUM

$55M

Regulatory assets under management

Employees

93 client accounts

Services offered by CAPITAL CONSULTING GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CAPITAL CONSULTING GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James R Nici offer?

James R Nici specializes in Investment Management. Contact their office in NAPLES, Florida for a consultation.

What are James R Nici's credentials?

James R Nici is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James R Nici located?

James R Nici is based in NAPLES, Florida, working with CAPITAL CONSULTING GROUP, LLC. Their office serves clients in the NAPLES metropolitan area and surrounding communities.

How does James R Nici charge for services?

James R Nici's firm is compensated through percentage of aum, other: referral fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL CONSULTING GROUP, LLC?

CAPITAL CONSULTING GROUP, LLC has approximately 6 employees and manages $55M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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