Unclaimed Profile

James Richard Neel

AVIANCE CAPITAL PARTNERS LLC·NAPLES, Florida

Series 7, Series 8, Series 9, Series 10, Series 63, Series 65Clean record19 years registeredAVIANCE CAPITAL PARTNERS LLC

2180 IMMOKALEE ROAD, #301, NAPLES, FL 34110-1407CRD# 1972022Firm CRD# 146597

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Richard Neel · NAPLES, FL

Registration

CRD #1972022 · AVIANCE CAPITAL PARTNERS LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AVIANCE CAPITAL PARTNERS LLC

AVIANCE CAPITAL PARTNERS LLC

Apr 2009 – Aug 2021

NAPLES, FL

AVIANCE CAPITAL MANAGEMENT, LLC

Mar 2009 – Nov 2012

SARASOTA, FL

YHB INVESTMENT ADVISORS INC

Jan 2007 – Feb 2009

NAPLES, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · January 22, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVIANCE CAPITAL PARTNERS LLC

CRD 146597 · SEC 801-68979

AUM

$632M

Regulatory assets under management

Employees

721 client accounts

Services offered by AVIANCE CAPITAL PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVIANCE CAPITAL PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does James Richard Neel offer?

James Richard Neel specializes in Financial Planning, Investment Management, Wealth Management.

What are James Richard Neel's credentials?

James Richard Neel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Richard Neel located?

James Richard Neel is based in NAPLES, Florida, last registered with AVIANCE CAPITAL PARTNERS LLC.

How does James Richard Neel charge for services?

James Richard Neel's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVIANCE CAPITAL PARTNERS LLC?

AVIANCE CAPITAL PARTNERS LLC has approximately 8 employees and manages $632M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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