Unclaimed Profile

Geral Jean Smith

CICCARELLI ADVISORY SERVICES INC·NAPLES, Florida

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 66Clean record22 years registeredCICCARELLI ADVISORY SERVICES INC

9601 TAMIAMI TRAIL NORTH, NAPLES, FL 34108CRD# 1784547Firm CRD# 110904

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Geral Jean Smith · NAPLES, FL

Registration

CRD #1784547 · CICCARELLI ADVISORY SERVICES INC · 22 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Nov 2023 – present

FSC SECURITIES CORPORATION

Nov 2007 – Nov 2023

ROCHESTER, NY

GUNNALLEN FINANCIAL, INC

Nov 2003 – Dec 2003

ROCHESTER, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · November 26, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CICCARELLI ADVISORY SERVICES INC

CRD 110904 · SEC 801-26103

AUM

$1.4B

Regulatory assets under management

Employees

3,528 client accounts

Services offered by CICCARELLI ADVISORY SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CICCARELLI ADVISORY SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Geral Jean Smith offer?

Geral Jean Smith specializes in Financial Planning, Investment Management. Contact their office in NAPLES, Florida for a consultation.

What are Geral Jean Smith's credentials?

Geral Jean Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Geral Jean Smith located?

Geral Jean Smith is based in NAPLES, Florida, working with CICCARELLI ADVISORY SERVICES INC. Their office serves clients in the NAPLES metropolitan area and surrounding communities.

How does Geral Jean Smith charge for services?

Geral Jean Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CICCARELLI ADVISORY SERVICES INC?

CICCARELLI ADVISORY SERVICES INC has approximately 15 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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