Unclaimed Profile

Dawn Louise Barakett

MORAN WEALTH MANAGEMENT, LLC·NAPLES, Florida

SIE, Series 7, Series 66Clean record13 years registeredMORAN WEALTH MANAGEMENT, LLC

5801 PELICAN BAY BLVD, SUITE 110, NAPLES, FL 34108CRD# 5061490Firm CRD# 319208

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dawn Louise Barakett · NAPLES, FL

Registration

CRD #5061490 · MORAN WEALTH MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MORAN WEALTH MANAGEMENT, LLC

MORAN WEALTH MANAGEMENT, LLC

Sep 2022 – Apr 2023

NAPLES, FL

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nov 2018 – Aug 2022

NAPLES, FL

WELLS FARGO CLEARING SERVICES, LLC

Jun 2018 – Nov 2018

NAPLES, FL

WELLS FARGO CLEARING SERVICES, LLC

Sep 2012 – Apr 2017

NAPLES, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 7, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MORAN WEALTH MANAGEMENT, LLC

CRD 319208 · SEC 801-123682

AUM

$4.3B

Regulatory assets under management

Employees

10,644 client accounts

Services offered by MORAN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MORAN WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Dawn Louise Barakett offer?

Dawn Louise Barakett specializes in Financial Planning, Investment Management, Wealth Management.

What are Dawn Louise Barakett's credentials?

Dawn Louise Barakett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dawn Louise Barakett located?

Dawn Louise Barakett is based in NAPLES, Florida, last registered with MORAN WEALTH MANAGEMENT, LLC.

How does Dawn Louise Barakett charge for services?

Dawn Louise Barakett's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORAN WEALTH MANAGEMENT, LLC?

MORAN WEALTH MANAGEMENT, LLC has approximately 44 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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