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Steven Howard Vogel

EFG CAPITAL ADVISORS LLC·MIAMI, Florida
SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean recordEFG CAPITAL ADVISORS LLC
701 BRICKELL AVENUE, MIAMI, FL 33131CRD# 1774691Firm CRD# 145208

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Howard Vogel · MIAMI, FL
Registration
CRD #1774691 · EFG CAPITAL ADVISORS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
EFG CAPITAL ADVISORS LLC
CRD 145208 · SEC 801-68609
AUM
$48M
Regulatory assets under management
Employees
5
113 client accounts
Services offered by EFG CAPITAL ADVISORS LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at EFG CAPITAL ADVISORS LLC →
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04

Frequently Asked Questions

What services does Steven Howard Vogel offer?
Steven Howard Vogel specializes in Investment Management, Wealth Management. Contact their office in MIAMI, Florida for a consultation.
What are Steven Howard Vogel's credentials?
Steven Howard Vogel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Howard Vogel located?
Steven Howard Vogel is based in MIAMI, Florida, working with EFG CAPITAL ADVISORS LLC. Their office serves clients in the MIAMI metropolitan area and surrounding communities.
How does Steven Howard Vogel charge for services?
Steven Howard Vogel's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EFG CAPITAL ADVISORS LLC?
EFG CAPITAL ADVISORS LLC has approximately 5 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Marcelo A Alvarez
MIAMI, FL

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