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Ricardo Gonzalez

DAVIVIENDA INVESTMENT ADVISOR USA LLC·MIAMI, Florida
SIE, Series 7, Series 24, Series 53, Series 55, Series 63, Series 65, Series 99TOClean record21 years registeredDAVIVIENDA INVESTMENT ADVISOR USA LLC
1110 BRICKELL AVENUE, MIAMI, FL 33131CRD# 2139772Firm CRD# 319755

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ricardo Gonzalez · MIAMI, FL
Registration
CRD #2139772 · DAVIVIENDA INVESTMENT ADVISOR USA LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: DAVIVIENDA INVESTMENT ADVISOR USA LLC
Jul 2009Mar 2011
MIAMI, FL
STANFORD GROUP COMPANY
May 2006Jan 2009
MIAMI, FL
ASD BROKERAGE AND INVESTMENT, INC.
Dec 2004Jan 2006
MIAMI, FL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 53
Series 55
Series 63
Series 65
Series 99TO
Registration record
First registered · December 13, 2004
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DAVIVIENDA INVESTMENT ADVISOR USA LLC
CRD 319755 · SEC 801-127034
AUM
$122M
Regulatory assets under management
Employees
4
56 client accounts
Services offered by DAVIVIENDA INVESTMENT ADVISOR USA LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Ricardo Gonzalez offer?
Ricardo Gonzalez specializes in Investment Management, Wealth Management, Fee-Only Advisory.
What are Ricardo Gonzalez's credentials?
Ricardo Gonzalez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ricardo Gonzalez located?
Ricardo Gonzalez is based in MIAMI, Florida, last registered with DAVIVIENDA INVESTMENT ADVISOR USA LLC.
How does Ricardo Gonzalez charge for services?
Ricardo Gonzalez's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAVIVIENDA INVESTMENT ADVISOR USA LLC?
DAVIVIENDA INVESTMENT ADVISOR USA LLC has approximately 4 employees and manages $122M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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