AdvisorOS Directory
Claim Profile
Unclaimed Profile
KD

Kathleen Patricia Day

KATHLEEN DAY & ASSOCIATES, INC.·MIAMI, Florida
Clean recordKATHLEEN DAY & ASSOCIATES, INC.
7355 SW 87TH AVE, MIAMI, FL 33173CRD# 1590407Firm CRD# 105823

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Patricia Day · MIAMI, FL
Registration
CRD #1590407 · KATHLEEN DAY & ASSOCIATES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kathleen Patricia Day is a registered financial advisor based in MIAMI, Florida, affiliated with KATHLEEN DAY & ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

Speak with Kathleen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kathleen is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
THE ENRICHMENT GROUP, INC.
THE ENRICHMENT GROUP, INC.
AUM
$245M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at THE ENRICHMENT GROUP, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1590407
Firm CRD# 105823
View on FINRA BrokerCheck →

Looking for a financial advisor in MIAMI?

Browse all registered financial advisors in MIAMI, Florida or claim this profile if it's yours.

Browse MIAMI AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Kathleen Patricia Day offer?
Kathleen Patricia Day specializes in Financial Planning, Investment Management. Contact their office in MIAMI, Florida for a consultation.
What are Kathleen Patricia Day's credentials?
Kathleen Patricia Day is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Patricia Day located?
Kathleen Patricia Day is based in MIAMI, Florida, working with KATHLEEN DAY & ASSOCIATES, INC.. Their office serves clients in the MIAMI metropolitan area and surrounding communities.
How does Kathleen Patricia Day charge for services?
Kathleen Patricia Day's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KATHLEEN DAY & ASSOCIATES, INC.?
KATHLEEN DAY & ASSOCIATES, INC. has approximately 7 employees and manages $245M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at KATHLEEN DAY & ASSOCIATES, INC.

Carol Ann Harlow
MIAMI, FL
Bryan Patrick Day
MIAMI, FL

More Advisors in MIAMI, Florida

Paul Marshall Swigart
XTELLUS ADVISORS LLC·MIAMI, FL
Nara Peres De Aguiar
MASTER RIA, LLC·MIAMI, FL
Carlos Francisco Pellas Chamorro
GREYTOWN ADVISORS INC.·MIAMI, FL
Justin Peter Lowe
AVENIR PRIVATE ADVISORS, LLC·MIAMI, FL
James Nmn Giraldo
OCTOGONE NA, LLC·MIAMI, FL
Victor Hugo Costa
ARBALPHA CAPITAL, LLC·MIAMI, FL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Florida
TAMPA (396)BOCA RATON (391)CORAL GABLES (291)WEST PALM BEACH (251)NAPLES (220)PALM BEACH GARDENS (181)ORLANDO (174)SARASOTA (172)JACKSONVILLE (170)FORT LAUDERDALE (162)
City Guides
TAMPA GuideBOCA RATON GuideCORAL GABLES GuideWEST PALM BEACH GuideNAPLES Guide
Research
Advisor Fees in FloridaNational Fee Analysis
Request removal of this profile