Unclaimed Profile

Carol Ann Harlow

KATHLEEN DAY & ASSOCIATES, INC.·MIAMI, Florida

Clean record22 years registeredKATHLEEN DAY & ASSOCIATES, INC.

7355 SW 87TH AVE, MIAMI, FL 33173CRD# 3170071Firm CRD# 105823

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol Ann Harlow · MIAMI, FL

Registration

CRD #3170071 · KATHLEEN DAY & ASSOCIATES, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KATHLEEN DAY & ASSOCIATES, INC.

PINNACLE ADVISORY GROUP, INC.

Dec 2015 – Sep 2017

MIAMI, FL

THE ENRICHMENT GROUP, INC.

Sep 2003 – Sep 2015

MIAMI, FL

Registrations & Exams

Registration record

First registered · September 25, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE ENRICHMENT GROUP, INC.

CRD 105823 · SEC 801-34908

AUM

$245M

Regulatory assets under management

Employees

275 client accounts

Services offered by THE ENRICHMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE ENRICHMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Carol Ann Harlow offer?

Carol Ann Harlow specializes in Financial Planning, Investment Management.

What are Carol Ann Harlow's credentials?

Carol Ann Harlow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol Ann Harlow located?

Carol Ann Harlow is based in MIAMI, Florida, last registered with KATHLEEN DAY & ASSOCIATES, INC..

How does Carol Ann Harlow charge for services?

Carol Ann Harlow's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KATHLEEN DAY & ASSOCIATES, INC.?

KATHLEEN DAY & ASSOCIATES, INC. has approximately 7 employees and manages $245M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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