Unclaimed Profile

Carlos Gonzalez

ACP CAPITAL MANAGEMENT, LLC·MIAMI, Florida

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 30, Series 34, Series 52TO, Series 53, Series 63, Series 65, Series 66Clean record19 years registeredACP CAPITAL MANAGEMENT, LLC

1200 BRICKELL AVENUE, MIAMI, FL 33131CRD# 3060609Firm CRD# 138556

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carlos Gonzalez · MIAMI, FL

Registration

CRD #3060609 · ACP CAPITAL MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

GWN SECURITIES INC.

Jan 2024 – present

OCEAN FINANCIAL ADVISORS LLC

Jul 2023 – Jan 2024

MIAMI, FL

SUNSTATE WEALTH MANAGEMENT LLC

Jan 2022 – Nov 2022

CORAL GABLES, FL

OAKS VALLEY FINANCIAL SERVICES, LLC

May 2021 – Jun 2022

MIAMI, FL

BROOKSTONE INVESTMENT ADVISORY SERVICES

Jun 2008 – Jul 2008

WEST PALM BEACH, FL

1ST DISCOUNT BROKERAGE, INC.

Jan 2007 – May 2008

WEST PALM BEACH, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 30

Series 34

Series 52TO

Series 53

Series 63

Series 65

Series 66

Registration record

First registered · January 4, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ACP CAPITAL MANAGEMENT, LLC

CRD 138556 · SEC 801-122849

AUM

$220M

Regulatory assets under management

Employees

50 client accounts

Services offered by ACP CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ACP CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Carlos Gonzalez offer?

Carlos Gonzalez specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MIAMI, Florida for a consultation.

What are Carlos Gonzalez's credentials?

Carlos Gonzalez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carlos Gonzalez located?

Carlos Gonzalez is based in MIAMI, Florida, working with ACP CAPITAL MANAGEMENT, LLC. Their office serves clients in the MIAMI metropolitan area and surrounding communities.

How does Carlos Gonzalez charge for services?

Carlos Gonzalez's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ACP CAPITAL MANAGEMENT, LLC?

ACP CAPITAL MANAGEMENT, LLC has approximately 11 employees and manages $220M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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