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Alberto Nmi Otero

OCEANIS FINANCIAL ADVISORS, INC.·MIAMI, Florida
SIE, Series 65Clean record11 years registeredOCEANIS FINANCIAL ADVISORS, INC.
40 SW 13TH STREET, MIAMI, FL 33130CRD# 6416028Firm CRD# 307787

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alberto Nmi Otero · MIAMI, FL
Registration
CRD #6416028 · OCEANIS FINANCIAL ADVISORS, INC. · 11 years registered
Brand Profile
Not yet started
01

Career History

OCEANIS FINANCIAL ADVISORS, INC.
Apr 2020 – present
OCEANIS FINANCIAL ADVISORS, INC.
Feb 2015 – Apr 2020
MIAMI, FL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 65
Registration record
First registered · February 5, 2015
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
OCEANIS FINANCIAL ADVISORS, INC.
CRD 307787 · SEC 801-118279
AUM
$201M
Regulatory assets under management
Employees
2
70 client accounts
Services offered by OCEANIS FINANCIAL ADVISORS, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at OCEANIS FINANCIAL ADVISORS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Alberto Nmi Otero offer?
Alberto Nmi Otero specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MIAMI, Florida for a consultation.
What are Alberto Nmi Otero's credentials?
Alberto Nmi Otero is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alberto Nmi Otero located?
Alberto Nmi Otero is based in MIAMI, Florida, working with OCEANIS FINANCIAL ADVISORS, INC.. Their office serves clients in the MIAMI metropolitan area and surrounding communities.
How does Alberto Nmi Otero charge for services?
Alberto Nmi Otero's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OCEANIS FINANCIAL ADVISORS, INC.?
OCEANIS FINANCIAL ADVISORS, INC. has approximately 2 employees and manages $201M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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