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Thomas Jay Herzfeld

THOMAS J. HERZFELD ADVISORS, INC.·MIAMI BEACH, Florida
Series 40Series 1
Unclaimed Profile
119 WASHINGTON AVENUE, MIAMI BEACH, FL 33139CRD# 244419Firm CRD# 108369
01

About

Thomas Jay Herzfeld is a registered financial advisor based in MIAMI BEACH, Florida, affiliated with THOMAS J. HERZFELD ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
THOMAS J. HERZFELD ADVISORS, INC.
THOMAS J. HERZFELD ADVISORS, INC.
AUM
$727M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at THOMAS J. HERZFELD ADVISORS, INC. →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: CONSULTING FEES
Regulatory
SEC/IARD CRD# 244419
Firm CRD# 108369
863 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Jay Herzfeld offer?
Thomas Jay Herzfeld specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MIAMI BEACH, Florida for a consultation.
What are Thomas Jay Herzfeld's credentials?
Thomas Jay Herzfeld is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Jay Herzfeld located?
Thomas Jay Herzfeld is based in MIAMI BEACH, Florida, working with THOMAS J. HERZFELD ADVISORS, INC.. Their office serves clients in the MIAMI BEACH metropolitan area and surrounding communities.
How does Thomas Jay Herzfeld charge for services?
Thomas Jay Herzfeld's firm is compensated through percentage of aum, performance-based fees, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THOMAS J. HERZFELD ADVISORS, INC.?
THOMAS J. HERZFELD ADVISORS, INC. has approximately 9 employees and manages $727M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Florida
MIAMI (1221)TAMPA (396)BOCA RATON (391)CORAL GABLES (291)WEST PALM BEACH (251)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideWEST PALM BEACH Guide
Research
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