AdvisorOS Directory
Claim Profile
Unclaimed Profile
TH

Thomas Jay Herzfeld

THOMAS J. HERZFELD ADVISORS, INC.·MIAMI BEACH, Florida
Series 1, Series 40THOMAS J. HERZFELD ADVISORS, INC.
119 WASHINGTON AVENUE, MIAMI BEACH, FL 33139CRD# 244419Firm CRD# 108369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Jay Herzfeld · MIAMI BEACH, FL
Registration
CRD #244419 · THOMAS J. HERZFELD ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 1
Series 40
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
THOMAS J. HERZFELD ADVISORS, INC.
CRD 108369 · SEC 801-20866
AUM
$727M
Regulatory assets under management
Employees
9
280 client accounts
Services offered by THOMAS J. HERZFELD ADVISORS, INC.
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at THOMAS J. HERZFELD ADVISORS, INC. →
Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MIAMI BEACH?

Browse all registered financial advisors in MIAMI BEACH, Florida or claim this profile if it's yours.

Browse MIAMI BEACH AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Thomas Jay Herzfeld offer?
Thomas Jay Herzfeld specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MIAMI BEACH, Florida for a consultation.
What are Thomas Jay Herzfeld's credentials?
Thomas Jay Herzfeld is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Jay Herzfeld located?
Thomas Jay Herzfeld is based in MIAMI BEACH, Florida, working with THOMAS J. HERZFELD ADVISORS, INC.. Their office serves clients in the MIAMI BEACH metropolitan area and surrounding communities.
How does Thomas Jay Herzfeld charge for services?
Thomas Jay Herzfeld's firm is compensated through percentage of aum, performance-based fees, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THOMAS J. HERZFELD ADVISORS, INC.?
THOMAS J. HERZFELD ADVISORS, INC. has approximately 9 employees and manages $727M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at THOMAS J. HERZFELD ADVISORS, INC.

Erik Mervin Herzfeld
MIAMI BEACH, FL

More Advisors in MIAMI BEACH, Florida

Larry Chachkes
VECTOR TECHNOLOGIES, LLC·MIAMI BEACH, FL
Christopher Peter Weber
WEBER GLOBAL MANAGEMENT, INC·MIAMI BEACH, FL
Briton Kalani Hill
WEBER GLOBAL MANAGEMENT, INC·MIAMI BEACH, FL
Daniele Ghiotti
VESTA WEALTH MANAGEMENT, LLC·MIAMI BEACH, FL
Adam Edward Gordon
VECTOR TECHNOLOGIES, LLC·MIAMI BEACH, FL
Jeffrey Francis Dimodica
STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C.·MIAMI BEACH, FL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Florida
MIAMI (466)TAMPA (204)BOCA RATON (175)CORAL GABLES (130)NAPLES (126)SARASOTA (106)PALM BEACH GARDENS (98)ORLANDO (97)FORT LAUDERDALE (95)JACKSONVILLE (95)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideNAPLES Guide
Research
Advisor Fees in FloridaNational Fee Analysis
Request removal of this profile