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Erik Mervin Herzfeld

THOMAS J. HERZFELD ADVISORS, INC.·MIAMI BEACH, Florida
Series 7, Series 63, Series 66Clean record17 years registeredTHOMAS J. HERZFELD ADVISORS, INC.
119 WASHINGTON AVENUE, MIAMI BEACH, FL 33139CRD# 3121564Firm CRD# 108369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Erik Mervin Herzfeld · MIAMI BEACH, FL
Registration
CRD #3121564 · THOMAS J. HERZFELD ADVISORS, INC. · 17 years registered
Brand Profile
Not yet started
01

Career History

THOMAS J. HERZFELD ADVISORS, INC.
Nov 2008 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 66
Registration record
First registered · November 14, 2008
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THOMAS J. HERZFELD ADVISORS, INC.
CRD 108369 · SEC 801-20866
AUM
$727M
Regulatory assets under management
Employees
9
280 client accounts
Services offered by THOMAS J. HERZFELD ADVISORS, INC.
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at THOMAS J. HERZFELD ADVISORS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Erik Mervin Herzfeld offer?
Erik Mervin Herzfeld specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MIAMI BEACH, Florida for a consultation.
What are Erik Mervin Herzfeld's credentials?
Erik Mervin Herzfeld is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Erik Mervin Herzfeld located?
Erik Mervin Herzfeld is based in MIAMI BEACH, Florida, working with THOMAS J. HERZFELD ADVISORS, INC.. Their office serves clients in the MIAMI BEACH metropolitan area and surrounding communities.
How does Erik Mervin Herzfeld charge for services?
Erik Mervin Herzfeld's firm is compensated through percentage of aum, performance-based fees, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THOMAS J. HERZFELD ADVISORS, INC.?
THOMAS J. HERZFELD ADVISORS, INC. has approximately 9 employees and manages $727M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THOMAS J. HERZFELD ADVISORS, INC.

Thomas Jay Herzfeld
MIAMI BEACH, FL

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