Unclaimed Profile

James Martin Luffman

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S·LAKELAND, Florida

Series 2Clean record19 years registeredCHAS. P. SMITH & ASSOCIATES, PA, CPA'S

205 EAST ORANGE STREET #310, LAKELAND, FL 33801CRD# 2578257Firm CRD# 104914

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Martin Luffman · LAKELAND, FL

Registration

CRD #2578257 · CHAS. P. SMITH & ASSOCIATES, PA, CPA'S · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

CPS INVESTMENT ADVISORS

Dec 2006 – Jan 2025

LAKELAND, FL

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · December 18, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

CRD 104914 · SEC 801-35294

AUM

$2.4B

Regulatory assets under management

Employees

7,120 client accounts

Services offered by CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CHAS. P. SMITH & ASSOCIATES, PA, CPA'S →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LAKELAND?

Browse all registered financial advisors in LAKELAND, Florida or claim this profile if it's yours.

Browse LAKELAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Martin Luffman offer?

James Martin Luffman specializes in Financial Planning, Investment Management.

What are James Martin Luffman's credentials?

James Martin Luffman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Martin Luffman located?

James Martin Luffman is based in LAKELAND, Florida, last registered with CHAS. P. SMITH & ASSOCIATES, PA, CPA'S.

How does James Martin Luffman charge for services?

James Martin Luffman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHAS. P. SMITH & ASSOCIATES, PA, CPA'S?

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S has approximately 25 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →