Unclaimed Profile

Michael Douglas Shannon

NEWPORT GROUP SECURITIES, INC.·LAKE MARY, Florida

SIE, Series 6, Series 26, Series 63, Series 65CFAClean record24 years registeredNEWPORT GROUP SECURITIES, INC.

300 PRIMERA BLVD., LAKE MARY, FL 32746CRD# 1314743Firm CRD# 29722

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Douglas Shannon · LAKE MARY, FL

Registration

CRD #1314743 · NEWPORT GROUP SECURITIES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

NEWPORT GROUP CONSULTING, LLC

Jan 2018 – present

NEWPORT GROUP SECURITIES, INC.

Nov 2001 – Dec 2017

Lake Mary, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · November 2, 2001

Years registered · 24

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEWPORT GROUP SECURITIES, INC.

CRD 29722 · SEC 801-60427

AUM

$23.0B

Regulatory assets under management

Employees

75 client accounts

Services offered by NEWPORT GROUP SECURITIES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at NEWPORT GROUP SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Douglas Shannon offer?

Michael Douglas Shannon specializes in Investment Management, Wealth Management. Contact their office in LAKE MARY, Florida for a consultation.

What are Michael Douglas Shannon's credentials?

Michael Douglas Shannon holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Douglas Shannon located?

Michael Douglas Shannon is based in LAKE MARY, Florida, working with NEWPORT GROUP SECURITIES, INC.. Their office serves clients in the LAKE MARY metropolitan area and surrounding communities.

How does Michael Douglas Shannon charge for services?

Michael Douglas Shannon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEWPORT GROUP SECURITIES, INC.?

NEWPORT GROUP SECURITIES, INC. has approximately 38 employees and manages $23.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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