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Jay Lesing Shein

COMPASS FINANCIAL GROUP, INC.·DEERFIELD BEACH, Florida
Series 6, Series 7, Series 22, Series 63, Series 65Clean record33 years registeredCOMPASS FINANCIAL GROUP, INC.
665 S.E. 10TH STREET, DEERFIELD BEACH, FL 33441CRD# 1741677Firm CRD# 125186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jay Lesing Shein · DEERFIELD BEACH, FL
Registration
CRD #1741677 · COMPASS FINANCIAL GROUP, INC. · 33 years registered
Brand Profile
Not yet started
01

Career History

COMPASS FINANCIAL GROUP, INC.
Apr 2003 – present
MUTUAL SERVICE CORPORATION
Nov 1992 – Mar 2005
LIGHTHOUSE POINT, FL
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 22
Series 63
Series 65
Registration record
First registered · November 17, 1992
Years registered · 33
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
COMPASS FINANCIAL GROUP, INC.
CRD 125186 · SEC 801-61941
AUM
$376M
Regulatory assets under management
Employees
5
431 client accounts
Services offered by COMPASS FINANCIAL GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at COMPASS FINANCIAL GROUP, INC. →
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05

Frequently Asked Questions

What services does Jay Lesing Shein offer?
Jay Lesing Shein specializes in Financial Planning, Investment Management. Contact their office in DEERFIELD BEACH, Florida for a consultation.
What are Jay Lesing Shein's credentials?
Jay Lesing Shein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jay Lesing Shein located?
Jay Lesing Shein is based in DEERFIELD BEACH, Florida, working with COMPASS FINANCIAL GROUP, INC.. Their office serves clients in the DEERFIELD BEACH metropolitan area and surrounding communities.
How does Jay Lesing Shein charge for services?
Jay Lesing Shein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMPASS FINANCIAL GROUP, INC.?
COMPASS FINANCIAL GROUP, INC. has approximately 5 employees and manages $376M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at COMPASS FINANCIAL GROUP, INC.

Blair Charles Shein
DEERFIELD BEACH, FL

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