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Anthony Carmen Caruso

CARUSO AND COMPANY, P.A.·DEERFIELD BEACH, Florida
Series 6, Series 65Clean record27 years registeredCARUSO AND COMPANY, P.A.
629 E. HILLSBORO BLVD, DEERFIELD BEACH, FL 33441CRD# 3080773Firm CRD# 142685

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Anthony Carmen Caruso · DEERFIELD BEACH, FL
Registration
CRD #3080773 · CARUSO AND COMPANY, P.A. · 27 years registered
Brand Profile
Not yet started
01

Career History

CARUSO AND COMPANY, P.A., CERTIFIED PUBLIC ACCOUNTANTS
Jun 1999 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 65
Registration record
First registered · June 29, 1999
Years registered · 27
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CARUSO AND COMPANY, P.A.
CRD 142685 · SEC 801-71277
AUM
$43M
Regulatory assets under management
Employees
1
100 client accounts
Services offered by CARUSO AND COMPANY, P.A.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CARUSO AND COMPANY, P.A. →
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05

Frequently Asked Questions

What services does Anthony Carmen Caruso offer?
Anthony Carmen Caruso specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in DEERFIELD BEACH, Florida for a consultation.
What are Anthony Carmen Caruso's credentials?
Anthony Carmen Caruso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Anthony Carmen Caruso located?
Anthony Carmen Caruso is based in DEERFIELD BEACH, Florida, working with CARUSO AND COMPANY, P.A.. Their office serves clients in the DEERFIELD BEACH metropolitan area and surrounding communities.
How does Anthony Carmen Caruso charge for services?
Anthony Carmen Caruso's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARUSO AND COMPANY, P.A.?
CARUSO AND COMPANY, P.A. has approximately 1 employees and manages $43M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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