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Susan Shepard Moseley

MOSELEY INVESTMENT MANAGEMENT, INC.·BRADENTION, Florida
SIE, Series 3, Series 7, Series 24, Series 51, Series 6326 years registeredMOSELEY INVESTMENT MANAGEMENT, INC.
1724 MANATEE AVENUE W, BRADENTION, FL 34205CRD# 871967Firm CRD# 124152

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Susan Shepard Moseley · BRADENTION, FL
Registration
CRD #871967 · MOSELEY INVESTMENT MANAGEMENT, INC. · 26 years registered
Brand Profile
Not yet started
01

Career History

LPL FINANCIAL LLC
Jun 2026 – present
MOSELEY INVESTMENT MANAGEMENT, INC.
Nov 1999 – present
ROYAL ALLIANCE ASSOCIATES, INC.
Apr 2001 – Jan 2015
BRADENTON, FL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 51
Series 63
Registration record
First registered · November 12, 1999
Years registered · 26
03

Disclosure History

2024Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

04

Firm Overview

Firm
MOSELEY INVESTMENT MANAGEMENT, INC.
CRD 124152 · SEC 801-107305
AUM
$351M
Regulatory assets under management
Employees
7
913 client accounts
Services offered by MOSELEY INVESTMENT MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at MOSELEY INVESTMENT MANAGEMENT, INC. →
Introduction

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05

Frequently Asked Questions

What services does Susan Shepard Moseley offer?
Susan Shepard Moseley specializes in Investment Management. Contact their office in BRADENTION, Florida for a consultation.
What are Susan Shepard Moseley's credentials?
Susan Shepard Moseley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Susan Shepard Moseley located?
Susan Shepard Moseley is based in BRADENTION, Florida, working with MOSELEY INVESTMENT MANAGEMENT, INC.. Their office serves clients in the BRADENTION metropolitan area and surrounding communities.
How does Susan Shepard Moseley charge for services?
Susan Shepard Moseley's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MOSELEY INVESTMENT MANAGEMENT, INC.?
MOSELEY INVESTMENT MANAGEMENT, INC. has approximately 7 employees and manages $351M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MOSELEY INVESTMENT MANAGEMENT, INC.

Ryan Thomas Moseley
BRADENTION, FL
Dina L Villalobos
BRADENTION, FL

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