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Robert Andrew Printz

III CAPITAL MANAGEMENT·BOCA RATON, Florida
SIE, Series 3, Series 4, Series 7, Series 8, Series 9, Series 10, Series 16, Series 24, Series 63Clean recordIII CAPITAL MANAGEMENT
777 YAMATO ROAD, BOCA RATON, FL 33431CRD# 2348404Firm CRD# 113539

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Andrew Printz · BOCA RATON, FL
Registration
CRD #2348404 · III CAPITAL MANAGEMENT
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 4
Series 7
Series 8
Series 9
Series 10
Series 16
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
III CAPITAL MANAGEMENT
CRD 113539 · SEC 801-60505
AUM
$39.5B
Regulatory assets under management
Employees
8
30 client accounts
Services offered by III CAPITAL MANAGEMENT
Per Form ADV
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Robert Andrew Printz offer?
Robert Andrew Printz specializes in Retirement Planning, Wealth Management. Contact their office in BOCA RATON, Florida for a consultation.
What are Robert Andrew Printz's credentials?
Robert Andrew Printz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Andrew Printz located?
Robert Andrew Printz is based in BOCA RATON, Florida, working with III CAPITAL MANAGEMENT. Their office serves clients in the BOCA RATON metropolitan area and surrounding communities.
How does Robert Andrew Printz charge for services?
Robert Andrew Printz's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is III CAPITAL MANAGEMENT?
III CAPITAL MANAGEMENT has approximately 8 employees and manages $39.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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