Unclaimed Profile

Garth (nmn) Friesen

III CAPITAL MANAGEMENT·BOCA RATON, Florida

SIE, Series 3, Series 7, Series 24, Series 53, Series 63, Series 66Clean record11 years registeredIII CAPITAL MANAGEMENT

777 YAMATO ROAD, BOCA RATON, FL 33431CRD# 2534898Firm CRD# 113539

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Garth (nmn) Friesen · BOCA RATON, FL

Registration

CRD #2534898 · III CAPITAL MANAGEMENT · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: III CAPITAL MANAGEMENT

METRIC ADVISORS LLC

Mar 2015 – Dec 2015

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · March 26, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

III CAPITAL MANAGEMENT

CRD 113539 · SEC 801-60505

AUM

$39.5B

Regulatory assets under management

Employees

30 client accounts

Services offered by III CAPITAL MANAGEMENT

Per Form ADV

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at III CAPITAL MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Garth (nmn) Friesen offer?

Garth (nmn) Friesen specializes in Retirement Planning, Wealth Management.

What are Garth (nmn) Friesen's credentials?

Garth (nmn) Friesen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Garth (nmn) Friesen located?

Garth (nmn) Friesen is based in BOCA RATON, Florida, last registered with III CAPITAL MANAGEMENT.

How does Garth (nmn) Friesen charge for services?

Garth (nmn) Friesen's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is III CAPITAL MANAGEMENT?

III CAPITAL MANAGEMENT has approximately 8 employees and manages $39.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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