Unclaimed Profile

Alex Lee

ALLIED PRIVATE WEALTH·BOCA RATON, Florida

SIE, Series 7, Series 66Clean record12 years registeredALLIED PRIVATE WEALTH

2000 GLADES RD SUITE 324, BOCA RATON, FL 33431CRD# 5513235Firm CRD# 328952

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alex Lee · BOCA RATON, FL

Registration

CRD #5513235 · ALLIED PRIVATE WEALTH · 12 years registered

Brand Profile

Not yet started

Career History

ALLIED PRIVATE WEALTH

Jan 2024 – present

SKY ALPHA ASSET ADVISORS LLC

Aug 2018 – Feb 2024

BOCA RATON, FL

OPPENHEIMER & CO. INC.

Nov 2017 – Aug 2018

BOCA RATON, FL

MORGAN STANLEY

Apr 2014 – Nov 2017

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 8, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLIED PRIVATE WEALTH

CRD 328952 · SEC 801-129089

AUM

$106M

Regulatory assets under management

Employees

173 client accounts

Services offered by ALLIED PRIVATE WEALTH

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALLIED PRIVATE WEALTH →

Introduction

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Frequently Asked Questions

What services does Alex Lee offer?

Alex Lee specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BOCA RATON, Florida for a consultation.

What are Alex Lee's credentials?

Alex Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alex Lee located?

Alex Lee is based in BOCA RATON, Florida, working with ALLIED PRIVATE WEALTH. Their office serves clients in the BOCA RATON metropolitan area and surrounding communities.

How does Alex Lee charge for services?

Alex Lee's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLIED PRIVATE WEALTH?

ALLIED PRIVATE WEALTH has approximately 3 employees and manages $106M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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