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William Flores

DUPONT CAPITAL MANAGEMENT CORP·WILMINGTON, Delaware
SIE, Series 7, Series 24, Series 63Clean recordDUPONT CAPITAL MANAGEMENT CORP
CHESTNUT RUN PLAZA, BUILDING C735-1, WILMINGTON, DE 19805CRD# 4500780Firm CRD# 107145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Flores · WILMINGTON, DE
Registration
CRD #4500780 · DUPONT CAPITAL MANAGEMENT CORP
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
DUPONT CAPITAL MANAGEMENT CORP
CRD 107145 · SEC 801-44730
AUM
$13.9B
Regulatory assets under management
Employees
37
8 client accounts
Services offered by DUPONT CAPITAL MANAGEMENT CORP
Per Form ADV
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at DUPONT CAPITAL MANAGEMENT CORP →
Introduction

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04

Frequently Asked Questions

What services does William Flores offer?
William Flores specializes in Retirement Planning, Wealth Management. Contact their office in WILMINGTON, Delaware for a consultation.
What are William Flores's credentials?
William Flores is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Flores located?
William Flores is based in WILMINGTON, Delaware, working with DUPONT CAPITAL MANAGEMENT CORP. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.
How does William Flores charge for services?
William Flores's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: reimbursement of expenses as permitted by erisa. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DUPONT CAPITAL MANAGEMENT CORP?
DUPONT CAPITAL MANAGEMENT CORP has approximately 37 employees and manages $13.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DUPONT CAPITAL MANAGEMENT CORP

Mark W Jamison
WILMINGTON, DE
John Rapoza Macedo
WILMINGTON, DE

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