Unclaimed Profile

David Phillip Levy

DIVERSIFIED ENTERPRISES, LLC·WILMINGTON, Delaware

SIE, Series 7, Series 66, Series 99TOCFPClean record18 years registeredDIVERSIFIED ENTERPRISES, LLC

3705 CONCORD PIKE, WILMINGTON, DE 19803CRD# 5356917Firm CRD# 331709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Phillip Levy · WILMINGTON, DE

Registration

CRD #5356917 · DIVERSIFIED ENTERPRISES, LLC · 18 years registered

Brand Profile

Not yet started

Career History

DIVERSIFIED, LLC

Aug 2024 – present

DIVERSIFIED, LLC

May 2008 – Nov 2024

WILMINGTON, DE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 99TO

Registration record

First registered · May 27, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DIVERSIFIED ENTERPRISES, LLC

CRD 331709 · SEC 801-130728

AUM

$1.6B

Regulatory assets under management

Employees

4,562 client accounts

Services offered by DIVERSIFIED ENTERPRISES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at DIVERSIFIED ENTERPRISES, LLC →

Introduction

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Frequently Asked Questions

What services does David Phillip Levy offer?

David Phillip Levy specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WILMINGTON, Delaware for a consultation.

What are David Phillip Levy's credentials?

David Phillip Levy holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Phillip Levy located?

David Phillip Levy is based in WILMINGTON, Delaware, working with DIVERSIFIED ENTERPRISES, LLC. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.

How does David Phillip Levy charge for services?

David Phillip Levy's firm is compensated through percentage of aum, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIVERSIFIED ENTERPRISES, LLC?

DIVERSIFIED ENTERPRISES, LLC has approximately 41 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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